-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DSYxj1B0ITLy1Bb1DyKEtiFEd/A2jLQiSLki+yeTnvqo7sDnFHD70y3mvmF34+zK t8qA13yiCfDZcbHEz2R0iQ== 0000950123-07-005474.txt : 20070416 0000950123-07-005474.hdr.sgml : 20070416 20070416145540 ACCESSION NUMBER: 0000950123-07-005474 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20070416 DATE AS OF CHANGE: 20070416 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ENDESA SA CENTRAL INDEX KEY: 0001046649 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 000000000 STATE OF INCORPORATION: U3 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-80961 FILM NUMBER: 07768007 BUSINESS ADDRESS: STREET 1: CALLE RIBERA DEL LOIRA 60 CITY: MADRID STATE: U3 ZIP: 28042 BUSINESS PHONE: 34-91-2131000 MAIL ADDRESS: STREET 1: 410 PARK AVE STREET 2: STE 410 CITY: NEW YORK STATE: NY ZIP: 10022 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: UBS AG CENTRAL INDEX KEY: 0001114446 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: BAHNHOFSTRASSE 45 STREET 2: P O BOX CH 8098 CITY: ZURICH STATE: V8 ZIP: - BUSINESS PHONE: 41-1-234-4100 MAIL ADDRESS: STREET 1: BAHNHOFSTRASSE 45 STREET 2: P O BOX CH 8098 CITY: ZURICH STATE: V8 ZIP: - SC 13D/A 1 y33392a2sc13dza.txt AMENDMENT #2 TO SCHEDULE 13D SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 --------------- SCHEDULE 13D (RULE 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13D-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (AMENDMENT NO. 2) Endesa, S.A. (Name of Issuer) Ordinary Shares, nominal value (euro)1.20 each (Title of Class of Securities) 00029274F1 (CUSIP Number) David Aufhauser, Esq. UBS AG 299 Park Avenue New York, NY 10171 (212) 821-3000 (Name, Address and Telephone Number of Persons Authorized to Receive Notices and Communications) April 10, 2007 (Date of Event Which Requires Filing of This Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box. [ ] The information required on this cover page shall not be deemed to be "filed" for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the "Act"), or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act. CUSIP NO. 00029274F1 13D PAGE 2 OF 6 PAGES - -------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) UBS AG (for the benefit of UBS Investment Bank, Wealth Management USA and Global Wealth Management and Business Banking business groups of UBS AG) * See Item 5. - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS BK.AF, WC - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Switzerland - -------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER 74,112,648 SHARES --------------------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER 0 OWNED BY --------------------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER 74,112,648 REPORTING --------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER PERSON WITH 0 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 74,112,648 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 7.0% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON BK CUSIP NO. 00029274F1 13D PAGE 3 OF 6 PAGES Item 1. Security and Issuer. - ------ --------------------- This Amendment No. 2 to Schedule 13D amends the original Schedule 13D filed on March 9, 2007 (the "Schedule 13D") by UBS AG (the "Reporting Person"), relating to the ordinary shares, nominal value (euro)1.20 each (the "Shares"), of Endesa, S.A., a corporation organized under the laws of Spain (the "Issuer"). Capitalized terms used herein and not defined have the same meaning assigned thereto under the Schedule 13D. Item 4. Purpose of Transaction. - ------ ---------------------- The response set forth in Item 4 of the Schedule 13D is hereby amended by adding to the end of Item 4 the following: On April 10, 2007, UBS Limited, as a mandated lead arranger and bookrunner, entered into a (euro)35,000,000,000 Credit Facility Agreement (the "Credit Facility Agreement") between Enel S.p.A., Enel Finance International S.A. ("EFI"), and Banco Santander Central Hispano, S.A., Bayerische Hypo-und Vereinsbanks AG, Milan Branch, Intesa Sanpaolo S.p.A., and Mediobanca - Banca di Credito Finanziario S.p.A. as the other mandated lead arrangers and bookrunners and Mediobanca - Banca di Credito Finanziario S.p.A. as agent and Banco Santander Central Hispano, S.A. as issuer of the bank guarantees. The Credit Facility Agreement is incorporated herein by reference to Exhibit 99.31 of the Amendment No. 9 to the statement on Schedule 13D filed by Enel with the Securities and Exchange Commission on April 13, 2007. The Credit Facility Agreement is composed of three tranches. The first tranche consists of (euro)10,000,000,000 with a one year maturity, subject to a term-out option for a further 18 months. The second tranche consists of (euro)15,000,000,000 with a three year maturity. The third tranche consists of (euro)10,000,000,000 with a five year maturity. The interest rate applicable to the credit extended under the Credit Facility Agreement will vary depending on Enel S.p.A.'s credit rating from time to time. The entire credit line may be fully or partially prepaid with no penalties. This summary is qualified in its entirety by reference to the credit facility agreement with Enel S.p.A and EFI filed as Exhibit 6 to this Schedule 13D and incorporated by reference to Exhibit 99.31 of the Amendment No. 9 to the statement on schedule 13D filed by Enel with the Securities and Exchange Commission on April 13, 2007. Item 6. Contracts, Arrangements, Understandings or Relationships With Respect - ------ --------------------------------------------------------------------- to Securities of the Issuer. ---------------------------- The response set forth in Item 6 of the Schedule 13D is hereby amended by the addition of the paragraphs set forth under Item 4 above. Item 7. Material to be Filed as Exhibits. - ------ -------------------------------- Exhibit 6: Credit Facility Agreement dated April 10, 2007, between Enel S.p.A., Enel Finance International S.A. and Banco Santander Central Hispano, S.A., Bayerische Hypo-und Vereinsbanks AG, Milan Branch, Intesa Sanpaolo S.p.A., Mediobanca - Banca di Credito Finanziario S.p.A. and UBS Limited as mandated lead arrangers and bookrunners and Mediobanca - Banca di Credito Finanziario S.p.A. as agent and Banco Santander Central Hispano, S.A. as issuer of the bank guarantees, incorporated herein by reference to Exhibit 99.31 of the Amendment No. 9 to the statement on Schedule 13D filed by Enel with the Securities and Exchange Commission on April 13, 2007. CUSIP NO. 00029274F1 13D PAGE 4 OF 6 PAGES SIGNATURES After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: April 16, 2007 UBS AG /s/ David Kelly -------------------------------- By: David Kelly Title: Managing Director /s/ Edward Buscemi -------------------------------- By: Edward Buscemi Title: Executive Director CUSIP NO. 00029274F1 13D PAGE 5 OF 6 PAGES EXHIBIT INDEX
Exhibit - ------- 6 Exhibit 6: Credit Facility Agreement dated April 10, 2007, between Enel S.p.A , Enel Finance International S.A. and Banco Santander Central Hispano, S.A., Bayerische Hypo-und Vereinsbanks AG, Milan Branch, Intesa Sanpaolo S.p.A., Mediobanca - Banca di Credito Finanziario S.p.A. and UBS Limited as mandated lead arrangers and bookrunners and Mediobanca - Banca di Credito Finanziario S.p.A. as agent and Banco Santander Central Hispano, S.A. as issuer of the bank guarantees, incorporated by reference to Exhibit 99.31 of the Amendment No. 9 to the statement on Schedule 13D filed by Enel with the Securities and Exchange Commission on April 13, 2007.
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